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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17A-25

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-25. The... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE TO ADD HARDWARE PROCUREMENT SERVICES AND MANAGED SERVICES

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Connectivi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED CHANGE TO AMEND RULE 900.3NYP

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 3, TO MODIFY RULE 11.24 TO INTRODUCE AN ENHANCED RPI ORDER AND EXPAND ITS RETAIL PRICE IMPROVEMENT PROGRAM TO INCLUDE SECURITIES PRICED BELOW $1.00

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Ac... Read More


INVESTMENT COMPANY ACT RELEASE NO. 35735; FILE NO. 812-15801 ISSUES NOTICE: HARBOURVEST PRIVATE INVESTMENTS FUND, ET AL.

WASHINGTON, Sept. 5 -- Investment Company Act Release No. 35735; File No. 812-15801 has issued a notice called: HarbourVest Private Investments Fund, et al. The notice was published in the Federal Re... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE TEXAS, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE TO ADD HARDWARE PROCUREMENT SERVICES AND MANAGED SERVICES

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Connectiv... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; REVISION: RULE 14F-1-CHANGE IN MAJORITY OF DIRECTORS

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Revision: Rule 14f-1-Change ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE NATIONAL, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE TO ADD HARDWARE PROCUREMENT SERVICES AND MANAGED SERVICES

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Connec... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE TO ADD HARDWARE PROCUREMENT SERVICES AND MANAGED SERVICES

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 701-EXEMPTION FOR OFFERS AND SALES OF SECURITIES PURSUANT TO CERTAIN COMPENSATORY BENEFIT PLANS AND CONTRACTS RELATING TO COMPENSATION

WASHINGTON, Sept. 5 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 701-Exemptio... Read More